by Theresa Joy Lacatan | Sep 26, 2024 | Blog News, Crypto News
On 24 September 2024, the U.S. Securities and Exchange Commission (US SEC) initiated a complaint against TrueCoin LLC and TrustToken Inc. for allegedly engaging in fraudulent practices and the unregistered sale of securities. The companies were involved in the...
by Theresa Joy Lacatan | Sep 25, 2024 | Blog News, Crypto News
On 23 September 2024, the US Commodity Futures Trading Commission (CFTC) issued an enforcement order against Piper Sandler Hedging Services LLC for violating the United States Commodity Exchange Act (US CEA) and related US CFTC regulations. The settlement followed an...
by Theresa Joy Lacatan | Sep 25, 2024 | Blog News, Crypto News
On 23 September 2024, the U.S. Securities and Exchange Commission (SEC) announced settled charges against Atom Investors LP, a Texas-based registered investment adviser, for violations of federal securities laws related to the firm’s failure to maintain and preserve...
by Theresa Joy Lacatan | Sep 25, 2024 | Blog News, Crypto News
On 20 September 2024, the U.S. Commodity Futures Trading Commission (US CFTC) announced that William Koo Ichioka, a New York resident formerly of San Francisco, was ordered by Judge Vince Chhabria of the U.S. District Court for the Northern District of California to...
by Theresa Joy Lacatan | Sep 25, 2024 | Blog News, Crypto News
On 20 September 2024, the U.S. Commodity Futures Trading Commission (US CFTC) issued an extension of its no-action relief for nonbank swap dealers (SDs) domiciled in the European Union (EU) and the United Kingdom (UK). This relief, originally granted under US CFTC...
by Theresa Joy Lacatan | Sep 25, 2024 | Blog News, Crypto News
On 19 September 2024, Latvijas Banka announced the return of the Latvian FinTech Forum, scheduled for 5 November 2024, at the Small Guild in Riga. This event will convene key players from the FinTech ecosystem to discuss current industry issues and trends. Notably,...
US SEC Appoints Natalia Díez Riggin as Senior Advisor and Acting Director of Legislative and Intergovernmental Affairs
US SEC Approves NYSE Arca’s Rule Change for Listing and Trading of Bitwise Bitcoin and Ethereum ETF
US Court Orders Over $451 Million Penalty in Global Binary Options Fraud Case
Singapore MAS Published Monetary Policy Statement – January 2025
UK FCA Issues First Fine for MiFIR Transaction Reporting Failures Against Infinox Capital Limited