by Theresa Joy Lacatan | Sep 25, 2024 | Blog News, Crypto News
On 23 September 2024, the US Commodity Futures Trading Commission (CFTC) issued an enforcement order against Piper Sandler Hedging Services LLC for violating the United States Commodity Exchange Act (US CEA) and related US CFTC regulations. The settlement followed an...
by Theresa Joy Lacatan | Sep 25, 2024 | Blog News, Crypto News
On 23 September 2024, the U.S. Securities and Exchange Commission (SEC) announced settled charges against Atom Investors LP, a Texas-based registered investment adviser, for violations of federal securities laws related to the firm’s failure to maintain and preserve...
by Theresa Joy Lacatan | Sep 25, 2024 | Blog News, Crypto News
On 20 September 2024, the U.S. Commodity Futures Trading Commission (US CFTC) announced that William Koo Ichioka, a New York resident formerly of San Francisco, was ordered by Judge Vince Chhabria of the U.S. District Court for the Northern District of California to...
by Theresa Joy Lacatan | Sep 25, 2024 | Blog News, Crypto News
On 20 September 2024, the U.S. Commodity Futures Trading Commission (US CFTC) issued an extension of its no-action relief for nonbank swap dealers (SDs) domiciled in the European Union (EU) and the United Kingdom (UK). This relief, originally granted under US CFTC...
by Theresa Joy Lacatan | Sep 25, 2024 | Blog News, Crypto News
On 19 September 2024, Latvijas Banka announced the return of the Latvian FinTech Forum, scheduled for 5 November 2024, at the Small Guild in Riga. This event will convene key players from the FinTech ecosystem to discuss current industry issues and trends. Notably,...
by Theresa Joy Lacatan | Sep 20, 2024 | Blog News, Crypto News
On 18 September 2024, the United States’ Securities and Exchange Commission (US SEC) announced that Rari Capital Inc., along with its co-founders Jai Bhavnani, Jack Lipstone, and David Lucid, agreed to settle charges of misleading investors and acting as unregistered...
FINMA Updates on Licensing Status for Portfolio Managers and Trustees in Switzerland
Hong Kong’s SFC Warns Public About Linkbex for Suspected Virtual Asset Fraud
Latvia’s Saeima Re-Elects Two Members to the Council of Latvijas Banka for a Second Term
FATF Updates Grey List: List of New Jurisdictions Added for Increased Monitoring for Regulatory Authority across Globe
US SEC Reviews Nasdaq’s Proposal to List Canary HBAR ETF Under Commodity-Based Trust Shares Rule in Collaboration with BitGo Trust Company Inc. and Coinbase Custody Trust Company, LLC