by Theresa Joy Lacatan | Jan 14, 2025 | Blog News, Crypto News
On 13 January 2025, the United States Commodity Futures Trading Commission (US CFTC) announced that Gemini Trust Company LLC, a New York-based trust company, has been ordered by the US District Court for the Southern District of New York to pay a $5 million civil...
by Theresa Joy Lacatan | Jan 14, 2025 | Blog News, Crypto News
On 13 January 2025, the United States Commodity Futures Trading Commission (US CFTC) announced that Mosaic Exchange Ltd. and its CEO, Sean Michael, have been ordered by the US District Court for the Southern District of Florida (case 9:23-cv-8130-AMC) to pay over $1.1...
by Theresa Joy Lacatan | Jan 14, 2025 | Blog News, Crypto News
On 13 January 2025, the United States Securities and Exchange Commission (US SEC) published order instituting administrative and cease-and-desist proceedings, pursuant to sections 15(b) and 21c of the United States Securities Exchange Act of 1934, making findings, and...
by Theresa Joy Lacatan | Jan 13, 2025 | Blog News, Crypto News
On 10 January 2025, the United Kingdom Financial Conduct Authority (UK FCA) announced that it had fined Arian Financial LLP £288,962.53 for failings in its systems and controls against financial crime. The UK FCA found that Arian’s shortcomings exposed the firm...
by Theresa Joy Lacatan | Jan 13, 2025 | Blog News, Crypto News
On 10 January 2025, the Hong Kong Securities and Futures Commission (HK SFC) issued a public warning against an unlicensed virtual asset trading platform (VATP) known as International Standard Carbon Assets Technology Co., Limited, or “iSCAT” and “iSCAT Exchange”....
by Theresa Joy Lacatan | Jan 9, 2025 | Blog News, Crypto News
On 7 January 2025, the United States Securities and Exchange Commission (US SEC) published updated Frequently Asked Questions (FAQs) related to Rule 35d-1 under the United States Investment Company Act of 1940, commonly known as the “names rule.” These 2025 FAQs...
US SEC Appoints Natalia Díez Riggin as Senior Advisor and Acting Director of Legislative and Intergovernmental Affairs
US SEC Approves NYSE Arca’s Rule Change for Listing and Trading of Bitwise Bitcoin and Ethereum ETF
US Court Orders Over $451 Million Penalty in Global Binary Options Fraud Case
Singapore MAS Published Monetary Policy Statement – January 2025
UK FCA Issues First Fine for MiFIR Transaction Reporting Failures Against Infinox Capital Limited