by Mikhail Zavalko | May 31, 2026 | Blog News
On 13 May 2026, the Securities and Futures Commission obtained a disqualification order against Poon Tsz Hang. He was the former financial controller and company secretary of Qunxing Paper Holdings Company Limited. The Court of First Instance in Hong Kong vide order...
by Mikhail Zavalko | May 31, 2026 | Blog News
On 22 May 2026, the Eastern Magistrates’ Court convicted Wong Pak Ming of insider dealing. He is a well-known movie producer in Hong Kong. The conviction relates to the shares of Pegasus Entertainment Holdings Limited. The criminal prosecution was brought by the...
by Mikhail Zavalko | May 31, 2026 | Blog News
On 26 May 2026, the Securities and Futures Commission banned Paul Wan Kai Leung for life. He was the former responsible officer, manager-in-charge and director of Nerico Brothers Limited. The Hong Kong regulator prohibited him from re-entering the industry under the...
by Mikhail Zavalko | May 27, 2026 | Blog News
On 9 June 2026, Hester M. Peirce of the U.S. Securities and Exchange Commission will participate in the “Capital Markets Summit: The Engine That Drives America,” hosted by the U.S. Chamber of Commerce in Washington, D.C. Jim Moloney, Director of the SEC’s...
by Mikhail Zavalko | May 27, 2026 | Blog News
On 20 May 2026, Paul S. Atkins, Chairman of the U.S. Securities and Exchange Commission, issued a public statement addressing the regulatory treatment of novel exchange-traded funds (ETFs), including event contract ETFs. “Exchange-traded funds have been — and remain —...
by Mikhail Zavalko | May 22, 2026 | Blog News
On 13 May 2026, the United States Commodity Futures Trading Commission (“US CFTC”) Division of Market Oversight (“DMO”) and Division of Clearing and Risk (“DCR”) issued CFTC Letter No. 26-14. The no-action letter addresses swap data...
FSTB and SFC Conclude Consultation on Licensing Regime for Virtual Asset Custodians
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Singapore MAS and Law Enforcement Strengthen Joint Efforts Against Financial Crime
Australian ASIC Notes Cboe Global Markets’ Decision to Divest Its Australian and Canadian Operations