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Mark T. Uyeda Announces Key Acting Appointments at US Securities and Exchange Commission

On 24 January 2025, the US Securities and Exchange Commission (US SEC) announced significant interim appointments made by Acting Chairman Mark T. Uyeda to fill senior vacancies following recent departures. These temporary selections aim to uphold the US SEC’s commitment to safeguarding investors, fostering trust in the financial system, and ensuring seamless operations during leadership transitions.

The announcement follows recent staff departures at the US SEC, necessitating temporary leadership assignments to ensure uninterrupted governance and oversight. These changes come at a critical time, as the US SEC continues its enforcement of securities laws, analysis of economic risks, and efforts to strengthen global financial relations.

Jeffrey Finnell has been appointed as the Acting General Counsel, effective 24 January 2025. In this role, he will oversee the US SEC’s legal advisory functions and support it’s regulatory and enforcement activities.

Robert Fisher has assumed the position of Acting Director of the Division of Economic and Risk Analysis as of 24 January 2025. His responsibilities will include assessing financial risks and economic factors to aid the US SEC in policy-making and enforcement.

Kathleen Hutchinson was named Acting Director of the Office of International Affairs on 24 January 2025. She will lead efforts to strengthen the US SEC’s engagement with global financial institutions and regulators.

Samuel Waldon has taken on the role of Acting Director of the Division of Enforcement, effective 24 January 2025. He will guide the Commission’s efforts to investigate and address violations of securities laws.

Ryan Wolfe has been appointed Acting Chief Accountant, with his role commencing on 25 January 2025. He will oversee financial reporting standards and ensure compliance with accounting regulations across the market.

(Source: https://www.sec.gov/newsroom/press-releases/2025-31)