Podcasts

Download PDF | Download Word | Download AudioEpisode Description: US CFTC Commissioner Kristin Johnson calls for Creation of an Interagency Task Force to Oversee AI and Digital Assets at Davos Blockchain Event Acting Chairman Pham Announces Key CFTC Leadership Changes...

Download PDF | Download Word | Download AudioEpisode Description: Hong Kong’s SFC Publishes Circular for Virtual Asset Platform Regulations with Stricter Conduct Standards US SEC Announces Departure of International Affairs Director YJ Fischer US SEC Charges Two Sigma...

Download PDF | Download WordEpisode Description: HK SFC Warns Public About Unlicensed Virtual Asset Trading Platform “iSCAT Exchange” UK FCA Fines Arian Financial LLP £288,962.53 for Failures Linked to Cum-Ex Trading Gemini Trust Fined $5 Million for Misleading the US...

Download PDF | Download WordEpisode Description: BIS Insights on Regulating AI in the Financial Sector: Challenges and Opportunities Hong Kong Monetary Authority Announced Schedule for Financial Announcements MAS Encourages Use of Fit Notes and E-Hong Baos for a...

Download PDF | Download WordEpisode Description: Swiss FINMA Issues Guidance on Governance and Risk Management in Artificial Intelligence Applications US SEC Approves PCAOB’s 399.7 Million USD Budget for 2025, Establishes Accounting Support Fee US SEC Approves Rule...

Download PDF | Download WordEpisode Description: Kraken Operator Ordered to Pay AUD 8 Million for Regulatory Breaches Following ASIC Action US SEC Orders Cantor Fitzgerald to Pay $6.75 Million for Misleading SPAC Disclosures US SEC Announces Leadership Change as Erik...

Download PDF | Download WordEpisode Description: MAS Publishes Information Paper for Ethical Practices in Implementation of AI in Banking.. Cayman Islands Monetary Authority Appoints Jessica Ebanks as Head of Securities Supervision Division Fraudulent Commodity Pools:...

Download PDF | Download Word | Download AudioEpisode Description: Hong Kong Stablecoins Bill to be Introduced in Hong Kong Legislative Council on 18 December 2024 ASIC Issues New and Updated Guidance Following DBFO Act Reforms United Kingdom Financial Conduct...

Download PDF | Download WordEpisode Description: United States CFTC Issues No-Action letter to KalshiEX and Kalshi Klear for Transition in Clearing Operations; Cumberland DRW LLC, Subsidiary of DRW Holdings, Faces United States SEC Enforcement Action for Alleged...