Quantum Updates 29 | January 2025
Episode Description:
- HK SFC Warns Public About Unlicensed Virtual Asset Trading Platform “iSCAT Exchange”
- UK FCA Fines Arian Financial LLP £288,962.53 for Failures Linked to Cum-Ex Trading
- Gemini Trust Fined $5 Million for Misleading the US CFTC on Bitcoin Futures Product
- Mosaic Exchange Ltd. and CEO Ordered by US CFTC to Pay Over $1.1 Million for Cryptocurrency Fraud Scheme
- US SEC Fines Robinhood Broker-Dealers $45 Million for Regulatory Violations
- Swiss FINMA Published Guidance on Reporting for Collective Investment Schemes
- US CFTC Announces Departure of Clearing and Risk Director Clark Hutchison
- ASIC Seeks Feedback on Extending Relief for Business Introduction Services
- US CFTC and Bank of England Collaborate on Report Enhancing Margin Practices in Cleared Markets
- US SEC Chief Economist Jessica A. Wachter to Depart, Returning to Academia
- ASIC Appoints Scott Gregson as CEO During Organisational Transformation
