Quantum Updates 30 | January 2025
Episode Description:
- Hong Kong’s SFC Publishes Circular for Virtual Asset Platform Regulations with Stricter Conduct Standards
- US SEC Announces Departure of International Affairs Director YJ Fischer
- US SEC Charges Two Sigma with Failing to Address Model Vulnerabilities, Imposes $90 Million Penalty
- US SEC Sanctions LPL Financial with $18 Million Fine for AML Violations
- US SEC Fines Digital Currency Group and Former Genesis CEO for Misleading Investors
- Caroline D. Pham Appointed Acting Chairman of US CFTC
- US SEC Unveils Crypto 2.0 Task Force to Reform Digital Asset Regulation
- US SEC Proposes Novel Compensation Plan for Barclays Investors, Raising Legal and Policy Questions
- Leadership Transitions at the US SEC: A Realignment Following Presidential Change
