SEC Extends Compliance Date for Daily Reserve Computation Rule for Broker-Dealers to 30 June 2026

by Theresa Joy Lacatan | Jun 27, 2025 | Blog News, Crypto News | 0 comments

On 25 June 2025, the US Securities and Exchange Commission (SEC) announced an extension of the compliance date for the amendments to US SEC Rule 15c3-3 (the broker-dealer customer protection rule) titled “Daily Computation of Customer and Broker-Dealer Reserve...

US SEC Grants Temporary Exemption from Rule 13f-2 Compliance and Form SHO Reporting of US Securities Exchange Act

by Theresa Joy Lacatan | Feb 10, 2025 | Blog News, Crypto News

On 07 February 2025, the United States Securities and Exchange Commission (US SEC) issued an order titled Order Granting Temporary Exemption Pursuant to Section 13(f)(3) of the United States Securities Exchange Act of 1934 from Compliance with Rule 13f-2 and Form SHO....

US SEC Commissioner Speech: ‘The Journey Begins’ for Crypto Regulation with Crypto Task Force Initiative

by Theresa Joy Lacatan | Feb 6, 2025 | Blog News, Crypto News

On 04 February 2025, United States Securities and Exchange Commission (US SEC) Commissioner Hester M. Peirce delivered a speech titled The Journey Begins, where she discussed the launch of the US SEC’s Crypto Task Force and its commitment to establishing a structured...

US SEC Announces Executive Staff Appointments Under Acting Chairman Mark T. Uyeda

by Theresa Joy Lacatan | Feb 6, 2025 | Blog News, Crypto News

On 04 February 2025, the United States Securities and Exchange Commission (US SEC) announced the executive staff appointments under Acting Chairman Mark T. Uyeda. The newly appointed team will advise the Acting Chairman on matters before the Commission and collaborate...

US SEC Secures Final Judgment against Investment Adviser Over Fraudulent “Cherry-Picking” Scheme

by Theresa Joy Lacatan | Feb 6, 2025 | Blog News, Crypto News

On 23 December 2024, the United States Securities and Exchange Commission (US SEC) secured a final judgment against Steven J. Susoeff and his investment advisory firm, Steve Susoeff, LLC, doing business as Meritage Financial Group. The judgment was issued by the...