by Mikhail Zavalko | Feb 3, 2026 | Blog News
On 9 January 2026, the U.S. Securities and Exchange Commission announced a hybrid compliance outreach event focused on helping small registered firms implement recent amendments to Regulation S-P, the SEC’s core investor data protection and privacy rule. Scheduled for...
by Mikhail Zavalko | Feb 3, 2026 | Blog News
On 12 January 2026, the U.S. Securities and Exchange Commission announced the appointment of Paul H. Tzur and David M. Morrell as Deputy Directors of the Division of Enforcement. US SEC Chairman Paul S. Atkins stated: “Paul and David are excellent attorneys and...
by Mikhail Zavalko | Jan 8, 2026 | Blog News
On 7 January 2026, the U.S. Securities and Exchange Commission proposed amendments to its rules defining “small entities” for purposes of the Regulatory Flexibility Act. The proposal covers registered investment companies, investment advisers, and business development...
by Mikhail Zavalko | Jan 8, 2026 | Blog News
On 5 January 2026, the Monetary Authority of Singapore articulated a regulatory and market-development stance at the Straits Times Index 60th Anniversary celebration. The opening remarks were delivered by Mr Chee Hong Tat, Minister for National Development and Deputy...
by Mikhail Zavalko | Jan 7, 2026 | Blog News
On 2 January 2026, the U.S. Securities and Exchange Commission acknowledged the conclusion of Commissioner Caroline Crenshaw’s term of service. The statement was jointly delivered by Chairman Paul S. Atkins, Commissioner Hester M. Peirce, and Commissioner Mark T....
by Mikhail Zavalko | Jan 7, 2026 | Blog News
The United States regulatory authorities announced a joint virtual compliance outreach programme for municipal market professionals. The initiative is led by the U.S. Securities and Exchange Commission (US SEC), in collaboration with the Financial Industry Regulatory...
FSTB and SFC Conclude Consultation on Licensing Regime for Virtual Asset Custodians
SFC & FSTB Issue Conclusions on Licensing VA Dealing and Further Proposals on Licensing VA Advisory and Management Service Providers
Quantum Podcast Ep. 60: FINMA Extends OTC Collateral Deadline | November 2025
Singapore MAS and Law Enforcement Strengthen Joint Efforts Against Financial Crime
Australian ASIC Notes Cboe Global Markets’ Decision to Divest Its Australian and Canadian Operations