by Theresa Joy Lacatan | Dec 17, 2024 | Blog News, Crypto News
On 13 December 2024, the United States Securities and Exchange Commission announced that Erik Gerding, Director of the Division of Corporation Finance, will step down from his role effective 31 December 2024. Washington. Cicely LaMothe, currently serving as Deputy...
by Theresa Joy Lacatan | Dec 12, 2024 | Blog News, Crypto News
On 11 December 2024, the United States Commodity Futures Trading Commission (US CFTC) announced that the United States District Court for the Central District of California issued two orders against five individuals involved in a fraudulent digital asset scheme...
by Theresa Joy Lacatan | Dec 12, 2024 | Blog News, Crypto News
On 11 December 2024, the United States Securities and Exchange Commission filed a complaint against Ken Peterman, the former Chief Executive Officer, chair of the Board, and president of Comtech Telecommunications Corp., in the United States District Court for the...
by Theresa Joy Lacatan | Dec 12, 2024 | Blog News, Crypto News
On 9 December 2024, the United States Securities and Exchange Commission (US SEC) issued an order instituting administrative and cease and desist proceedings, pursuant to section 15(b) of the United States Securities Exchange Act of 1934 and Sections 203(e) and 203(k)...
by Theresa Joy Lacatan | Dec 12, 2024 | Blog News, Crypto News
On 9 December 2024, the United States Commodity Futures Trading Commission filed a complaint against Francier Obando Pinillo, accusing him of operating a fraudulent cryptocurrency scheme. Pinillo, through his unregistered entities, Solanofi, Solano Capital Investments...
by Theresa Joy Lacatan | Dec 12, 2024 | Blog News, Crypto News
On 10 December 2024, the Australian Securities and Investments Commission (ASIC) published an updated version of its Regulatory Guide 133, titled Funds Management and Custodial Services: Holding Assets. This updated Regulatory Guide 133, provides guidance to...
US SEC Appoints Natalia Díez Riggin as Senior Advisor and Acting Director of Legislative and Intergovernmental Affairs
US SEC Approves NYSE Arca’s Rule Change for Listing and Trading of Bitwise Bitcoin and Ethereum ETF
US Court Orders Over $451 Million Penalty in Global Binary Options Fraud Case
Singapore MAS Published Monetary Policy Statement – January 2025
UK FCA Issues First Fine for MiFIR Transaction Reporting Failures Against Infinox Capital Limited