by Theresa Joy Lacatan | Jan 14, 2025 | Blog News, Crypto News
On 13 January 2025, the United States Commodity Futures Trading Commission (US CFTC) announced that Mosaic Exchange Ltd. and its CEO, Sean Michael, have been ordered by the US District Court for the Southern District of Florida (case 9:23-cv-8130-AMC) to pay over $1.1...
by Theresa Joy Lacatan | Jan 14, 2025 | Blog News, Crypto News
On 13 January 2025, the United States Securities and Exchange Commission (US SEC) published order instituting administrative and cease-and-desist proceedings, pursuant to sections 15(b) and 21c of the United States Securities Exchange Act of 1934, making findings, and...
by Theresa Joy Lacatan | Jan 13, 2025 | Blog News, Crypto News
On 10 January 2025, the United Kingdom Financial Conduct Authority (UK FCA) announced that it had fined Arian Financial LLP £288,962.53 for failings in its systems and controls against financial crime. The UK FCA found that Arian’s shortcomings exposed the firm...
by Theresa Joy Lacatan | Jan 13, 2025 | Blog News, Crypto News
On 10 January 2025, the Hong Kong Securities and Futures Commission (HK SFC) issued a public warning against an unlicensed virtual asset trading platform (VATP) known as International Standard Carbon Assets Technology Co., Limited, or “iSCAT” and “iSCAT Exchange”....
by Theresa Joy Lacatan | Jan 9, 2025 | Blog News, Crypto News
On 7 January 2025, the United States Securities and Exchange Commission (US SEC) published updated Frequently Asked Questions (FAQs) related to Rule 35d-1 under the United States Investment Company Act of 1940, commonly known as the “names rule.” These 2025 FAQs...
by Theresa Joy Lacatan | Jan 9, 2025 | AI News, Blog News
On 5 January 2025, International Mometary Fund (IMF) published a blog titled ‘How Artificial Intelligence Will Affect Asia’s Economies’, discussing the implications of artificial intelligence (AI) on labour markets across the Asia-Pacific region. The blog, based on...
FINMA Updates on Licensing Status for Portfolio Managers and Trustees in Switzerland
Hong Kong’s SFC Warns Public About Linkbex for Suspected Virtual Asset Fraud
Latvia’s Saeima Re-Elects Two Members to the Council of Latvijas Banka for a Second Term
FATF Updates Grey List: List of New Jurisdictions Added for Increased Monitoring for Regulatory Authority across Globe
US SEC Reviews Nasdaq’s Proposal to List Canary HBAR ETF Under Commodity-Based Trust Shares Rule in Collaboration with BitGo Trust Company Inc. and Coinbase Custody Trust Company, LLC