by Theresa Joy Lacatan | Dec 17, 2024 | Blog News, Crypto News
On 12 December 2024, the United States Securities and Exchange Commission imposed a cease and desist order against Cantor Fitzgerald, L.P., a global financial services firm, for causing materially misleading disclosures by two special purpose acquisition companies...
by Theresa Joy Lacatan | Dec 17, 2024 | Blog News, Crypto News
On 13 December 2024, the United States Securities and Exchange Commission announced that Erik Gerding, Director of the Division of Corporation Finance, will step down from his role effective 31 December 2024. Washington. Cicely LaMothe, currently serving as Deputy...
by Theresa Joy Lacatan | Dec 12, 2024 | Blog News, Crypto News
On 11 December 2024, the United States Commodity Futures Trading Commission (US CFTC) announced that the United States District Court for the Central District of California issued two orders against five individuals involved in a fraudulent digital asset scheme...
by Theresa Joy Lacatan | Dec 12, 2024 | Blog News, Crypto News
On 11 December 2024, the United States Securities and Exchange Commission filed a complaint against Ken Peterman, the former Chief Executive Officer, chair of the Board, and president of Comtech Telecommunications Corp., in the United States District Court for the...
by Theresa Joy Lacatan | Dec 12, 2024 | Blog News, Crypto News
On 9 December 2024, the United States Securities and Exchange Commission (US SEC) issued an order instituting administrative and cease and desist proceedings, pursuant to section 15(b) of the United States Securities Exchange Act of 1934 and Sections 203(e) and 203(k)...
by Theresa Joy Lacatan | Dec 12, 2024 | Blog News, Crypto News
On 9 December 2024, the United States Commodity Futures Trading Commission filed a complaint against Francier Obando Pinillo, accusing him of operating a fraudulent cryptocurrency scheme. Pinillo, through his unregistered entities, Solanofi, Solano Capital Investments...
HK SFC Licenses Four Virtual Asset Trading Platforms Under Streamlined Licensing Process & Issues Circular
UK FCA Publishes Consultation Paper on Private Stock Market PISCES to Transform UK Capital Access
UK FCA Publishes Discussion Paper DP24/4 Seeking Feedback on Strengthening Transparency and Market Integrity in Crypto Markets
US SEC Publishes Mandatory Electronic Filing and Website Disclosures for Financial Forms and Reports and Updates to FOCUS Reports
ASIC Sues Binance Australia Derivatives for Misclassifying Retail Clients and Consumer Protection Failures