by Theresa Joy Lacatan | Jan 3, 2025 | Blog News, Crypto News
On 2 January 2025, the Hong Kong’s Securities and Futures Commission (HK SFC), announced the conviction against a practicing solicitor for breaching the secrecy provisions under the Hong Kong Securities and Futures Ordinance (HK SFO). The Eastern Magistrates’...
by Theresa Joy Lacatan | Dec 31, 2024 | AI News, Blog News
On 26 December 2024, the Reserve Bank of India (RBI) announced the formation of the Committee for the Framework for Responsible and Ethical Enablement of Artificial Intelligence (FREE-AI) in the financial sector. This initiative, introduced in the Developmental and...
by Theresa Joy Lacatan | Dec 31, 2024 | Blog News, Crypto News
On 17 December 2024, the Swiss Financial Market Supervisory Authority (FINMA) issued its groundbreaking circular titled “Nature-related Financial Risks”. This directive establishes comprehensive guidelines for banks and insurers to identify, manage, and mitigate...
by Theresa Joy Lacatan | Dec 30, 2024 | AI News, Blog News
On 18 December 2024, the Swiss Financial Market Supervisory Authority (FINMA) issued FINMA Guidance 08/2024 ‘Governance and risk management when using artificial intelligence’ for supervised financial institutions using artificial intelligence (AI). This move...
by Theresa Joy Lacatan | Dec 30, 2024 | Blog News, Crypto News
On 20 December 2024, the Swiss Federal Council announced the appointment of Aline Darbellay as a member of the Board of Directors of the Swiss Financial Market Supervisory Authority (FINMA). Aline Darbellay is an expert in financial market law and will succeed Susan...
by Theresa Joy Lacatan | Dec 27, 2024 | Blog News, Crypto News
On 23 December 2024, the United States Securities and Exchange Commission (US SEC) issued an order under Section 15(b) of the United States Securities Exchange Act of 1934, permanently barring Richard Brown from associating with any broker-dealer, investment adviser,...
Quantum Podcast Ep. 60: FINMA Extends OTC Collateral Deadline | November 2025
Singapore MAS and Law Enforcement Strengthen Joint Efforts Against Financial Crime
Australian ASIC Notes Cboe Global Markets’ Decision to Divest Its Australian and Canadian Operations
Australian ASIC Seeks Feedback on Proposal to Remake Derivative Clearing Rules to Support OTC Market Stability
Australia ASIC Obtains Interim Travel Ban Against Blockchain Global Director Amid Ongoing Investigation