by Theresa Joy Lacatan | Nov 27, 2024 | Blog News, Crypto News
On 25 November 2024, the United States Securities and Exchange Commission announced the extension of the review period for a proposed rule change submitted by the New York Stock Exchange (NYSE). The proposal seeks to amend Section 802.01C of the NYSE Listed Company...
by Theresa Joy Lacatan | Nov 27, 2024 | Blog News, Crypto News
On 25 November 2024, Christian Bock, Consumer Protection Officer of the German Federal Financial Supervisory Authority (BaFin), issued a strong call to action for customers holding premium savings contracts. Christian Bock explained the urgent need for customers to...
by Theresa Joy Lacatan | Nov 27, 2024 | Blog News, Crypto News
On 16 October 2024, Germany’s Federal Financial Supervisory Authority (BaFin) published a report examining the growing influence of financial influencers—or “finfluencers”—on investment decisions among adults aged 18 to 45. The study sheds light on...
by Theresa Joy Lacatan | Nov 27, 2024 | Blog News, Crypto News
On 22 November 2024, the United States Securities and Exchange Commission announced the enforcement statistics for fiscal year 2024, providing a report on financial remedies and ongoing efforts to promote compliance and investor protection. Despite a decline in the...
by Theresa Joy Lacatan | Nov 26, 2024 | Blog News, Crypto News
On 22 November 2024, the United States Securities and Exchange Commission received proposals i.e. proposal 1, proposal 2 and proposal 3 from Miami International Securities Exchange LLC and its affiliate, MIAX PEARL LLC, to amend their rules to permit the listing and...
by Theresa Joy Lacatan | Nov 22, 2024 | Blog News, Crypto News
On 21 November 2024, the United States Securities and Exchange Commission announced that Gary Gensler, the 33rd Chair of the Commission, will step down from his role on 20 January 2025. Chair Gary Gensler, who began his tenure on 17 April 2021 in the wake of the...
Quantum Updates 50 | June 2025
SEC Extends Compliance Date for Daily Reserve Computation Rule for Broker-Dealers to 30 June 2026
Billy Long Sworn in as 51st US IRS Commissioner, Pledges Taxpayer-Friendly Reforms
FATF Updates List of Jurisdictions Under Increased Monitoring for AML/CFT Compliance
Cayman Islands Monetary Authority Cancels AC Holding Limited’s VASP Registration for Non-Compliance