Regulatory Updates
Gen Z Turns to Finfluencers for Investment Advice According to BaFin Study
On 16 October 2024, Germany's Federal Financial Supervisory Authority (BaFin) published a report examining the growing influence of financial...
United States SEC Reports Enforcement Outcomes for Fiscal Year 2024
On 22 November 2024, the United States Securities and Exchange Commission announced the enforcement statistics for fiscal year 2024, providing a...
Miami International Securities Exchange LLC and MIAX PEARL LLC Propose Rule Changes to the US SEC to Allow Bitcoin-Backed Options Trading
On 22 November 2024, the United States Securities and Exchange Commission received proposals i.e. proposal 1, proposal 2 and proposal 3 from Miami...
Gary Gensler Announces Departure as Chair of the United States Securities and Exchange Commission
On 21 November 2024, the United States Securities and Exchange Commission announced that Gary Gensler, the 33rd Chair of the Commission, will step...
US Commodity Futures Trading Commission Proposes DLT and Blockchain for Non-Cash Collateral in Derivatives Markets
On 21 November 2024, the United States Commodity Futures Trading Commission’s Global Markets Advisory Committee, chaired by Commissioner Caroline D....
Unravelling the Bribery scheme involving Indian Energy Companies: US SEC Files Complaint Against Cyril Sebastien Cabanes Allegations Announcement
On November 20, 2024, the United States Securities and Exchange Commission filed a complaint in the United States District Court for the Eastern...
US SEC initiates Legal Proceedings Against Adani Greens Pvt. Ltd and its Directors for Securities Law Violations
On November 20, 2024, the United States Securities and Exchange Commission filed a complaint in the United States District Court for the Eastern...
New York Stock Exchange Implements Rule Changes to Enhance Transparency and Simplify Regulation
On 20 November 2024, the New York Stock Exchange announced the implementation of new rule changes filed with the United States Securities and...
Australian Financial Regulator Announces 2025 Enforcement Priorities to Protect Vulnerable Consumers
On 14 November 2024, the Australian Securities and Investments Commission announced its enforcement priorities for the year 2025. These priorities...
Reserve Bank of India Warns Public Against Deepfake Videos Featuring Governor: A Call for Vigilance
On 19 November 2024, the Reserve Bank of India, the apex bank of India, issued a press release regarding the circulation of fake deepfake videos on...
IMF Managing Director Kristalina Georgieva Addresses G20 Leaders’ Summit in Rio de Janeiro
On 18 November 2024, the Managing Director of the International Monetary Fund, Kristalina Georgieva, addressed the G20 Leaders’ Summit in Rio de...
Patlian Johnson Appointed as Commissioner of the British Virgin Islands Financial Services Commission
On 18 November 2024, Ms. Patlian Johnson has been appointed to the Board of Commissioners of the British Virgin Islands Financial Services...