Quantum Updates 26 | December 2024
Episode Description:
- Kraken Operator Ordered to Pay AUD 8 Million for Regulatory Breaches Following ASIC Action
- US SEC Orders Cantor Fitzgerald to Pay $6.75 Million for Misleading SPAC Disclosures
- US SEC Announces Leadership Change as Erik Gerding Steps Down, Cicely LaMothe to Serve as Acting Director
- US SEC Publishes Mandatory Electronic Filing and Website Disclosures for Financial Forms and Reports and Updates to FOCUS Reports
- UK FCA Publishes Discussion Paper DP24/4 Seeking Feedback on Strengthening Transparency and Market Integrity in Crypto Markets
- UK FCA Publishes Consultation Paper on Private Stock Market PISCES to Transform UK Capital Access
- ASIC Sues Binance Australia Derivatives for Misclassifying Retail Clients and Consumer Protection Failures
- HK SFC Licenses Four Virtual Asset Trading Platforms Under Streamlined Licensing Process & Issues Circular