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Quantum Updates 26 Podcast

Episode Description:

  • Kraken Operator Ordered to Pay AUD 8 Million for Regulatory Breaches Following ASIC Action
  • US SEC Orders Cantor Fitzgerald to Pay $6.75 Million for Misleading SPAC Disclosures
  • US SEC Announces Leadership Change as Erik Gerding Steps Down, Cicely LaMothe to Serve as Acting Director
  • US SEC Publishes Mandatory Electronic Filing and Website Disclosures for Financial Forms and Reports and Updates to FOCUS Reports
  • UK FCA Publishes Discussion Paper DP24/4 Seeking Feedback on Strengthening Transparency and Market Integrity in Crypto Markets
  • UK FCA Publishes Consultation Paper on Private Stock Market PISCES to Transform UK Capital Access
  • ASIC Sues Binance Australia Derivatives for Misclassifying Retail Clients and Consumer Protection Failures
  • HK SFC Licenses Four Virtual Asset Trading Platforms Under Streamlined Licensing Process & Issues Circular