Regulatory Updates
US SEC Appoints Brian T. Daly as Director of Investment Management Division, Effective 8 July 2025
On 13 June 2025, the United States Securities and Exchange Commission (US SEC) appointed Brian T. Daly as the Director of the US SEC’s Division of...
US SEC Appoints Jamie Selway as Director of Trading and Markets, Effective 17 June 2025
On 13 June 2025, the United States Securities and Exchange Commission (US SEC) appointed Jamie Selway as the new Director of the Division of Trading and Markets, with effect from 17 June 2025.
US SEC Appoints Kurt Hohl as Chief Accountant Effective 7 July 2025
On 13 June 2025, the United States Securities and Exchange Commission (US SEC) appointed Kurt Hohl as the new Chief Accountant, with his term...
US SEC Appoints Erik Hotmire as Chief External Affairs Officer and Director of Public Affairs, Effective 16 June 2025
On 13 June 2025, the United States Securities and Exchange Commission (US SEC) appointed Erik Hotmire as Chief External Affairs Officer and Director...
US SEC Director of Investment Management Natasha Vij Greiner to Step Down on 4 July 2025 After 23 Years of Public Service
On 10 June 2025, the United States Securities and Exchange Commission (US SEC) published a statement announcing the retirement of Natasha Vij...
US SEC Opens Proceedings on Grayscale Polkadot Trust (DOT) ETF Listing Under Nasdaq Rule 5711(d)
On 10 June 2025, the United States Securities and Exchange Commission (US SEC) issued an order instituting proceedings to determine whether to...
US SEC Institutes Proceedings to Consider Approval or Disapproval of Canary HBAR ETF Listing on Nasdaq Under Rule 5711(d)
On 10 June 2025, the United States Securities and Exchange Commission (US SEC) published an order instituting proceedings to determine whether to...
US SEC Opens Proceedings on Bitwise Bitcoin and Ethereum ETF Listing Proposal Under NYSE Arca Rule 8.201-E
On 10 June 2025, the United States Securities and Exchange Commission (US SEC) issued an order instituting proceedings to determine whether to...
US CFTC Warns Victims of Traders Domain Fraud to Submit Claims by 28 July 2025 or Forfeit Eligibility
On 3 June 2025, the United States Commodity Futures Trading Commission (US CFTC), through its Division of Enforcement, issued a formal public alert...
US SEC Seeks Public Input on Revising the Definition of Foreign Private Issuer Amid Market Evolution
On 4 June 2025, the United States Securities and Exchange Commission (US SEC) issued a concept release inviting public comment on whether to revise...
US SEC Commissioner Crenshaw Decries Regulatory Inconsistency in Crypto Asset Classification Amid ETF Registrations
On 31 May 2025, United States Securities and Exchange Commission (US SEC) Commissioner Caroline A. Crenshaw issued a powerful dissent...
ASIC Initiates Australian Federal Court Proceedings Against Blockchain Global Former Director for Alleged Directors’ Duties Breaches Linked to ACX Exchange Collapse
On 28 May 2025, the Australian Securities and Investments Commission (ASIC) commenced civil penalty proceedings in the Australian Federal Court...