Regulatory Updates
Australia and Singapore Unite to Boost Sustainable Infrastructure and Decarbonisation Efforts in Southeast Asia
On 3 December 2024, the Monetary Authority of Singapore (MAS) announced collaboration with the Australian Government, through Export Finance...
United Kingdom Financial Conduct Authority Published Crypto Regulation Roadmap
On 26 November 2024, the United Kingdom Financial Conduct Authority (UK FCA) published the regulatory roadmap for the regulation of cryptoassets for...
US SEC Accuses Eng Taing and Touzi Capital, LLC of £115 Million Investment Fraud in Crypto Mining and Debt Investments
On 29 November 2024, the United States Securities and Exchange Commission (SEC) initiated a civil enforcement action against Eng Taing and his...
UK FCA Unveils Rising Crypto Ownership and Roadmap for UK Regulation
On 26 November 2024, the United Kingdom’s Financial Conduct Authority (FCA) released its latest findings on UK consumer attitudes and behaviours...
United States Securities and Exchange Commission Approves Payment for BitClave Fund Administration
On 25 November 2024, the United States Securities and Exchange Commission issued a detailed administrative order under the United States Securities...
US SEC Approves Distribution Plan for Quantstamp Inc. Following US Securities Law Violations, Culminates in Investor Restitution
On 26 November 2024, the United States Securities and Exchange Commission passed an order approving plan of distribution concerning Quantstamp,...
United States SEC Extends Review Period for NYSE Proposed Rule Change on Reverse Stock Splits
On 25 November 2024, the United States Securities and Exchange Commission announced the extension of the review period for a proposed rule change...
Customers Urged to Act on Premium Savings Contracts as BaFin Appeals Frankfurt Court Ruling
On 25 November 2024, Christian Bock, Consumer Protection Officer of the German Federal Financial Supervisory Authority (BaFin), issued a strong call...
Gen Z Turns to Finfluencers for Investment Advice According to BaFin Study
On 16 October 2024, Germany's Federal Financial Supervisory Authority (BaFin) published a report examining the growing influence of financial...
United States SEC Reports Enforcement Outcomes for Fiscal Year 2024
On 22 November 2024, the United States Securities and Exchange Commission announced the enforcement statistics for fiscal year 2024, providing a...
Miami International Securities Exchange LLC and MIAX PEARL LLC Propose Rule Changes to the US SEC to Allow Bitcoin-Backed Options Trading
On 22 November 2024, the United States Securities and Exchange Commission received proposals i.e. proposal 1, proposal 2 and proposal 3 from Miami...
Gary Gensler Announces Departure as Chair of the United States Securities and Exchange Commission
On 21 November 2024, the United States Securities and Exchange Commission announced that Gary Gensler, the 33rd Chair of the Commission, will step...