Podcasts

Download PDF | Download WordEpisode Description: BIS Insights on Regulating AI in the Financial Sector: Challenges and Opportunities Hong Kong Monetary Authority Announced Schedule for Financial Announcements MAS Encourages Use of Fit Notes and E-Hong Baos for a...

Download PDF | Download WordEpisode Description: MAS Publishes Information Paper for Ethical Practices in Implementation of AI in Banking.. Cayman Islands Monetary Authority Appoints Jessica Ebanks as Head of Securities Supervision Division Fraudulent Commodity Pools:...

An introduction to crypto regulation in Hong Kong focusing on the SFC’s November 2018 statements on additional requirements for managers and distributors of crypto funds and a roadmap for potentially licensing crypto exchanges.

Download PDF | Download WordEpisode Description: Swiss FINMA Issues Guidance on Governance and Risk Management in Artificial Intelligence Applications US SEC Approves PCAOB’s 399.7 Million USD Budget for 2025, Establishes Accounting Support Fee US SEC Approves Rule...

Download PDF | Download WordEpisode Description: United States CFTC Issues No-Action letter to KalshiEX and Kalshi Klear for Transition in Clearing Operations; Cumberland DRW LLC, Subsidiary of DRW Holdings, Faces United States SEC Enforcement Action for Alleged...

JC: It's Saturday the 10th of February and I’m Julia Charlton and I'm here with Kim Larkin, my colleague to talk about what's been happening in the crypto space in Hong Kong this week, and it's been an extremely busy week. First of all we attended a closed-door...

Download PDF | Download WordEpisode Description: Kraken Operator Ordered to Pay AUD 8 Million for Regulatory Breaches Following ASIC Action US SEC Orders Cantor Fitzgerald to Pay $6.75 Million for Misleading SPAC Disclosures US SEC Announces Leadership Change as Erik...

Hong Kong’s SFC is inviting crypto exchanges to join its Regulatory Sandbox with a view to potential licensing. A look at whether the opportunity for greater credibility could outweigh the regulatory burden.

JC: It's Saturday, January 27th 2018 and I am here with my colleague Kim Larkin and we're going to spend some time talking about ICOs, cryptocurrency and what's going on in this space in Hong Kong generally and from a legal perspective. Kim, in terms of ICOs, what...