by Theresa Joy Lacatan | Dec 27, 2024 | Blog News, Crypto News
On 20 December 2024, the United States Securities and Exchange Commission (US SEC) issued an order instituting cease-and-desist proceedings pursuant to Section 8A of the United States Securities Act of 1933, making findings, and imposing a cease-and-desist order...
by Theresa Joy Lacatan | Dec 27, 2024 | Blog News, Crypto News
On 19 December 2024, the United States Securities and Exchange Commission (US SEC) has granted approval for rule changes proposed by the Nasdaq Stock Market LLC and Cboe BZX Exchange, Inc. to list and trade shares of two new cryptocurrency-based exchange-traded funds...
by Theresa Joy Lacatan | Dec 18, 2024 | Blog News, Crypto News
On 16 December 2024, the United States Securities and Exchange Commission (US SEC) published the final rules for Electronic Submission of Certain Materials Under the United States Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report which proposes...
US SEC Grants Exemption to Monroe Capital Funds Under Section 6(c) of the Investment Company Act; Outlines Legal Path for Share Class Relief
US SEC Cancels Registrations of Investment Advisers for Ceasing Operations or Failing to Comply with the Investment Advisers Act
United States Securities and Exchange Commission Initiates Proceedings on Proposed Listing of Canary Litecoin ETF on Nasdaq
Quantum Updates 43 | May 2025
Hong Kong SFC Deepens Virtual Asset Ties in UAE with Regulatory Dialogue and Web3 Industry Engagement